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Evidence Guide: AVIG0004 - Apply regulatory obligations

Student: __________________________________________________

Signature: _________________________________________________

Tips for gathering evidence to demonstrate your skills

The important thing to remember when gathering evidence is that the more evidence the better - that is, the more evidence you gather to demonstrate your skills, the more confident an assessor can be that you have learned the skills not just at one point in time, but are continuing to apply and develop those skills (as opposed to just learning for the test!). Furthermore, one piece of evidence that you collect will not usualy demonstrate all the required criteria for a unit of competency, whereas multiple overlapping pieces of evidence will usually do the trick!

From the Wiki University

 

AVIG0004 - Apply regulatory obligations

What evidence can you provide to prove your understanding of each of the following citeria?

Research information required for legal/regulatory compliance

  1. Sources of information for compliance with laws and licensing for business operations are accessed, identified and evaluated
Sources of information for compliance with laws and licensing for business operations are accessed, identified and evaluated

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Risks, penalties and consequences of non-compliance are identified

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Need for specialist or regulatory advice are assessed and acted upon

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Develop and communicate policies and procedures for legal/regulatory compliance

  1. Regulatory policies and procedures in a format readily accessible to all personnel are developed and clearly articulated
Regulatory policies and procedures in a format readily accessible to all personnel are developed and clearly articulated

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Roles and responsibilities of personnel for regulatory compliance in policies and procedures are nominated

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Policies, procedures and legal information are distributed to personnel at appropriate times

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Information updates for personnel are organised to ensure their knowledge of roles and responsibilities for legal compliance

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Ensure compliance with legal/regulatory requirements

  1. Regulatory authorities are communicated with when planning business operations and submitting required documentation
Regulatory authorities are communicated with when planning business operations and submitting required documentation

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Business and occupational licences are maintained and contractor and employee compliances are checked to avoid risk to business

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Business operations are evaluated for non-compliance and modifications implemented

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Maintain personal and organisational knowledge of regulatory requirements

  1. A range of opportunities are identified and used to maintain knowledge of current regulatory requirements
A range of opportunities are identified and used to maintain knowledge of current regulatory requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Organisational communication methods are used to share updated regulatory knowledge

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Plans, policies and procedures are continuously reviewed and distributed for compliance with current laws and licensing requirements

Completed
Date:

Teacher:		 Evidence:

 

 

 

 

 

 

 

Assessed

Teacher: ___________________________________ Date: _________

Signature: ________________________________________________

Comments:

 

 

 

 

 

 

 

 

Instructions to Assessors

Required Skills and Knowledge